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FCA survey reveals risks of corporate finance compliance gaps

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The FCA said it will engage further with selected firms to test the adequacy and effectiveness of their compliance resources.

A new survey serves as a warning that thin security arrangements could land firms in trouble. According to a recent FCA report, a large majority of firms (90%) use some form of third-party compliance support, while nearly two-thirds (63%) reported having a compliance function that dealt with business responsibilities beyond

The FCA

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