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FCA work in review February 12 – 16, 2024

FCA montage
GRIP Montage: FCA

Martin Cloake

4 min read
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A bumper week of enforcements, and some notable fact-fining requests from the UK regulator.

Enforcement

A former director of London Capital & Finance plc (LCF) has been fined £31,800 ($40,000) and banned from working in financial services after recklessly signing off hundreds of financial promotions. Floris Jakobus Huisamen was responsible for compliance at the firm but his actions resulted in thousands of investors being mislead.

LCF

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