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FINRA launches three FINRA Forward initiatives to add efficiency

Robert Cook
Robert Cook, President and CEO of FINRA. Photo: FINRA

Initiatives aim to improve the effectiveness and efficiency of supervision.

FINRA has just announced the launch of FINRA Forward – what it labels a series of initiatives to improve its effectiveness and efficiency in pursuing its mission. 

In a blog post Robert Cook, FINRA’s president and CEO, said FINRA Forward will mainly focus on “capitalizing and building on recent enhancements to