Skip to Primary Navigation

Penny Pennington takes large-firm seat as new FINRA Board governor

Photo: edwardjones.com, Adobe Stock Images

First female managing partner at adviser Edward Jones takes one of three large-firm seats on FINRA Board.

Penny Pennington, Managing Partner of financial adviser Edward Jones, has been elected as a large-firm governor of the FINRA Board of Governors at a special meeting of large-firm members. Pennington will fill the seat vacated by Christopher Flint when he resigned in June.

Pennington began her career at Edward Jones

Get full access, free for a month

Start your 28-day free trial to continue reading and access
all content on GRIP – no payment details required.

What’s included:

  • Every new article, plus our 5,000+ archive
  • Daily regulatory insight and guidance
  • Exclusive interviews and in-depth analysis
  • Coverage of industry-leading events and conferences
  • All podcasts and videos, featuring industry experts
  • The full set of Rules Navigator tools
  • An ad-free experience