Practices deemed unlawful include:
Roundtables on tokenization, custody, DeFi, trading, and classification offered early indicators of regulatory intent.
Vlada Gurvich7 min read
SEC targets protection of retail investors amid rising complexity in crypto, private markets, and foreign-linked disclosures.
Vlada Gurvich5 min read
SEC's observations regarding disclosure practices following reviews of crypto asset ETP filings.
Julie DiMauro2 min read
At the event, speakers addressed the complexity and cost of regulations, plus the significance of disclosure to investor protection.
Julie DiMauro4 min read
Former CFTC Chair Behnam encouraged committee to support the expansion of the CFTC and SEC's mandate over the crypto market.
Julie DiMauro2 min read
SEC’s case highlights how undisclosed conflicts and custody rule violations put client assets at risk.
Vlada Gurvich5 min read
The SEC said it welcomes comment on the burdens or benefits that may result from the possible regulatory responses noted in its release.
Julie DiMauro3 min read
Former SEC regulator Janaya Moscony warns that rule scrapping doesn't necessarily equate to "a hands off regulator."
Janaya Moscony | SEC31 min read