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SEC adopts final amendments to Form PF, expanding disclosure obligations

Gary Gensler, SEC Chair.
Photo: Drew Angerer/Getty Images

Amendments to Form PF oblige advisers to private funds to give the SEC and FSOC more reporting details.

The SEC has adopted amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the Commodity Futures Trading Commission (CFTC) as commodity pool operators or commodity trading advisers.

The amendments, which the CFTC concurrently adopted, are designed