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SEC issues risk alert on T+1 transaction settlement cycle

United States Securities and Exchange Commission HQ.
Photo: Getty Images

Julie DiMauro

2 min read
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Move aims to help broker-dealers preparing for a shortened standard settlement cycle.

The SEC’s Division of Examinations has published a Risk Alert regarding the shortening of the securities transaction settlement cycle. The aim is to provide registrants with additional information about the scope and content of examinations in this area. 

The final rule amendments on the shortened settlement cycle – enacted

T+1

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