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SEC resolves litigation against muni adviser, city of Rochester, NY

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Julie DiMauro

1 min read
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The SEC alleged that bond offering documents misled investors.

The SEC announced that it has resolved all pending litigation in the action it filed in the US District Court for the Western District of New York on June 14, 2022 against a New York-based municipal advisor, Capital Markets Advisors, LLC (CMA), two of CMA’s principals (Richard Tortora and Richard

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