Skip to Primary Navigation

SEC roundup: misleading disclosures, multiple frauds and misappropriated funds

People walk by the New York Stock Exchange.
Photo: Getty Images

Insider trading, audit failure and the shut down of a crypto trading platform among charges laid by the SEC at the end of March.

Hedge fund trader and broker-dealer partner caught in multi-million SPAC insider trading scheme – March 30

Sean Wygovsky and Christopher Matthaei have both been charged with insider trading for using non-public information about at least seven merger announcements involving Special Purpose Acquisition Companies (SPACs). They are said to have gained more than

Subscribe to continue reading

Subscribe to our Premium plan for full access to every article like this one, plus exclusive interviews, podcasts, and more.

Already have Premium? Sign in