Consumers
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FCA updates guidance on when to make a notification
Changes to guidance expand circumstances in which firms need to consider making a Principle 11 notification in relation to customer redress issues.
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Consumer Composite Investments replace UK PRIIPs
The new disclosure framework for retail investment products replaces PRIIPs and aligns with the Consumer Duty,
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FCA launches ‘Regulatory Priorities’ reports to replace portfolio letters
This move reflects the FCA’s strategy to become a more responsive and outcomes-focused regulator.
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Can the UK boost financial inclusion through payroll saving?
The FCA comments on the potential and practicalities of workplace savings schemes.
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FCA’s second consultation on Consumer Composite Investments explained
The proposed CCI regime aims to replace the PRIIPs regime and certain UCITS disclosure requirements.
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FCA’s ongoing service review leaves firms with further work to do
With the regulator due to check up on firms later this year, it’s important you review your approach to ongoing service delivery.
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Mental health triggers and finance documents – are creditors reading the room?
By adopting a compassionate and flexible approach to mental health triggers, it’s possible to create a more supportive financial system.
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Dear CEO letter: FCA’s expectations for financial advisers and investment intermediaries
The FCA wants to work with the industry to ensure consumers receive consistently good outcomes and manage their own finances.