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FINRA seeks public comment on the operations of modern workplaces
FINRA identified the modern workplace as an initial area of focus for its latest review, asking for specific comments from member firms.
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OPINION: Amazon CEO risks striking a wrong note in bold memo on workplace culture, WFH
Andy Jassy’s note to staff about a couple changes he’s making at Amazon “to further strengthen our culture and teams” raises questions.
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FINRA Annual 2024: Industry execs take on Gen AI, Reg BI, WFH and more
At the FINRA annual conference, industry executives talked about how SEC and FINRA rules work in practice.
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Survey data shows hybrid work persists in the US – but oversight required
Research provides data enabling us to judge the successes, and risks, of hybrid working in the US.
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Study identifies greatest threats to company culture
Allen & Overy’s global workplace study reveals the priorities, challenges and opportunities facing financial services organisations.
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“Managers are saying people are burned out or anxious and more people are coping with depression”
Therapist Jennifer Shapiro-Lee is on a mission to get the tough-talking types of Wall Street to open up more and discuss their mental health.
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Global compliance chiefs discuss current challenges at AFME conference in Amsterdam
Jacqueline Joyston-Bechal (JP Morgan), Seung Earm (BNP Paribas) and Guillaume Loeuille (Natixis) spoke at AFME’s Sixth Annual European Compliance and Legal Conference.