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Whistleblowing mechanisms, trust and transparency assessed in new report
Key report discusses the impact of misconduct, reporting mechanisms, and their effectiveness.
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FCA reviews inside information handling at firms
FCA Market Watch 83 addresses a number of practical compliance challenges including controlling inside information flow, multiple brokers undertaking market soundings, compliance risks at smaller firms and personal account dealing.
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Nine people arrested on suspicion of serious insider trading in Sweden
“Insider trading at a level we have barely seen before.”
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Rules on release of insider information in a protracted process published
ESMA’s final report also includes technical advice on MAR and MiFID, plus where disclosure of information is required because it contrasts with previous announcements.
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FCA work in review: May 7-12, 2025
Our at-a-glance guide to a busy week of FCA activity.
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Market Abuse Summit 2025: Insider dealing in a volatile market
The panel highlighted the persistent need for enhanced detection and prosecution of insider trading.
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CMA reaches settlement with four banks in sensitive information sharing case
Four of the banks that were being investigated have agreed to pay fines totalling more than $132m collectively.
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OPINION: The perennial issue of collective blind spots and how to avoid them
Collective blind spots on LIBOR and off-channel communications have been pervasive, says Susannah Hammond and considers the lessons learned.