Julie DiMauro38 min listen
Jean Hurley2 min read
Jean Hurley39 min listen
Alexander Barzacanos2 min read
Julie DiMauro38 min listen
Julie DiMauro3 min read

Our regular roundup of the latest news and developments from the FCA.
Hameed Shuja2 min read

The FCA has made the fight against financial crime a priority in its latest five-year strategy, and says it will focus on those who want to harm the system from the inside.
Hameed Shuja1 min read

The FCA and the OBR have completed their assessment of the leaks and found no foul play, but the Cabinet Office and the Treasury are also looking into the matter.
Hameed Shuja2 min read

Key report discusses the impact of misconduct, reporting mechanisms, and their effectiveness.
Hameed Shuja4 min read

FCA Market Watch 83 addresses a number of practical compliance challenges including controlling inside information flow, multiple brokers undertaking market soundings, compliance risks at smaller firms and personal account dealing.
Thomas Hyrkiel3 min read

“Insider trading at a level we have barely seen before.”
Martina Lindberg<1 min read

ESMA’s final report also includes technical advice on MAR and MiFID, plus where disclosure of information is required because it contrasts with previous announcements.
Thomas Hyrkiel2 min read

Our at-a-glance guide to a busy week of FCA activity.
Hameed Shuja3 min read