The proposal is potentially good news for affected advisers, but firms should not assume that they will automatically qualify for the new exemption.
Private Funds
John sits down with GRIP to talk working as a strategic legal partner, primarily in private funds, to transform and grow businesses while mitigating risk.
Article label: Quick Read
Firms, however, must maintain strict adherence to existing requirements until these changes are officially adopted.
The SEC’s annual Small Business Forum is an event in which members of the public and private sectors provide feedback to improve capital-raising policy.
The decision came despite “grave concerns” from outgoing CFTC Commissioner Kristin N. Johnson.
Atkins is expected to move to a far more market-friendly regulatory environment.
Our at-a-glance guide to recent FCA activity.
There are three reasons why viewing this as an unqualified win for the private fund industry might be premature.