- Regulation
- Technology
- Resources
Latest News
- Industry
-
SEC’s report details insights from its spring Small Business Forum
The SEC’s annual Small Business Forum is an event in which members of the public and private sectors provide feedback to improve capital-raising policy.
-
SEC and CFTC extend Form PF compliance dates again
The decision came despite “grave concerns” from outgoing CFTC Commissioner Kristin N. Johnson.
-
Senate committee hearing provides hints on Atkins’ approach as SEC Chair
Atkins is expected to move to a far more market-friendly regulatory environment.
-
FCA work in review: February 21-27, 2025
Our at-a-glance guide to recent FCA activity.
-
Is the striking down of the private fund adviser rules a pyrrhic victory?
There are three reasons why viewing this as an unqualified win for the private fund industry might be premature.
-
US appeals court strikes down SEC’s private fund rule
A US appeals court threw out the SEC’s private funds rule, handing a victory to the ever-expanding, nearly $27 trillion industry.
-
Private funds don’t need to re-invent the wheel to adapt to harmonization
Time to adapt your compliance frameworks to address regulatory challenges.
-
Improving accounting controls beyond your audit
Practical advice for compliance teams when completing essential reviews in adherence with the SEC’s Custody Rule.