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Current trends and practical guidance to navigating a skilled person review.
With the CASS audit season being just around the corner for many investment firms, it’s worth exploring what you can do before and during your audit to ensure you get the right result delivered efficiently.
In response to the findings, the Swiss regulator has published guidance to enhance risk practices.
The success of a threat assessment depends on the criteria you use.
Market abuse peer review of firms offering CFDs and spread bets identifies insider dealing as primary abuse risk.
Regulator’s granular observations useful to other market participants in order to ensure that their surveillance approach meets expectations.
More than 1,000 big tech names have signed an open letter calling for a halt to ‘out-of-control’ AI race.
New report from PwC shows that cyber attacks are the biggest organisational risk scenario.