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How to navigate a skilled person review
Current trends and practical guidance to navigating a skilled person review.
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Getting the best out of your CASS audit
With the CASS audit season being just around the corner for many investment firms, it’s worth exploring what you can do before and during your audit to ensure you get the right result delivered efficiently.
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Persistent AML risk analysis shortfall among Swiss banks, FINMA reveals
In response to the findings, the Swiss regulator has published guidance to enhance risk practices.
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When assessing threat, know your sharks from your mosquitoes
The success of a threat assessment depends on the criteria you use.
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FCA market abuse peer review: key findings
Market abuse peer review of firms offering CFDs and spread bets identifies insider dealing as primary abuse risk.
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FCA outlines market abuse prevention best practice at CFD firms
Regulator’s granular observations useful to other market participants in order to ensure that their surveillance approach meets expectations.
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Musk and global tech experts urge pause in AI development
More than 1,000 big tech names have signed an open letter calling for a halt to ‘out-of-control’ AI race.
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Cloud security biggest cyber threat in UK 2023, senior executives fear
New report from PwC shows that cyber attacks are the biggest organisational risk scenario.