This insight sets out an overview of the key rules and some of the practical issues EU managers need to navigate.
Risk assessment framework
The reports trace threats to the US financial system, including ones involving drug cartels, transnational criminal organizations and money-laundering networks.
A summary of the key proposals, drawing out the practical implications and next steps for affected businesses and markets.
The Swedish Financial Supervisory Authority fined Klarna for violation of several key rules of AML regulations.
Our latest report on keynote speeches at the recent SIFMA event in New York features CFTC Chair Rostin Behnam.
Current trends and practical guidance to navigating a skilled person review.
With the CASS audit season being just around the corner for many investment firms, it’s worth exploring what you can do before and during your audit to ensure you get the right result delivered efficiently.
In response to the findings, the Swiss regulator has published guidance to enhance risk practices.