HMT is proposing a regulatory gateway requiring authorized firms acting as principals to ARs to have specific FCA permission.
Our regular roundup of FCA activity.
Hameed Shuja3 min read
The interim appointment follows an unsuccessful recruitment process to fill the role on permanent basis.
GRIP<1 min read
Overview of the UK financial services growth strategy; HMT changes to the insurance risk transformation regime and captive insurance regulatory framework; and SMR and FOS reforms.
Our at-a-glance guide to another week of FCA activity.
Hameed Shuja3 min read
Latest reforms and proposals are part of the FCA’s 50 initiatives aimed at supporting the UK government’s growth agenda.
Hameed Shuja3 min read
The agency is facing a ‘leadership situation’ as it starts looking for a new Chair and CEO.
Hameed Shuja1 min read
The increasing number of complaints indicates a need for strengthening policies and procedures, and keeping staff informed to avoid being caught out.