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The enforcement club: FCA proposes new ‘name and shame’ approach

Therese Chambers at Market Abuse Summit 2024
Therese Chambers at Market Abuse Summit. Photo: Jean Hurley

UK regulator publishes consultation to improve pace and transparency around enforcement cases – overview and industry comment.

The FCA has proposed a new approach to publicise enforcement investigations. This change to its enforcement strategy was announced by Therese Chambers, Co-Executive Director, Enforcement and Market Oversight, FCA at the Market Abuse Summit.

“The first rule of enforcement club is that you do in fact talk about enforcement club,”

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