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FINRA disciplinary action update 2025/14

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Thomas Hyrkiel

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Disciplinary decisions issued April 5 – 18, 2025.

Former securities representative suspended and fined for allegedly falsifying customer signatures

Seven electronic signatures were appended to documents, two without the prior permission of the customers.

All the transactions were authorized and no customers complained.


Former securities representative suspended and fined for allegedly exercising discretion without prior written authorization

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