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FINRA updates rules and rethinks oversight with broader input

Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown
Photo: Getty Images

Vlada Gurvich

3 min read
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FINRA’s latest board meeting brought key rule changes, expanded advisory input, and fresh focus on financial and cybersecurity oversight.

At its June 2025 meeting, FINRA’s Board of Governors advanced key rule proposals and strategic oversight priorities, reflecting a broader regulatory recalibration.

Among the approvals were targeted amendments to Rule 4311, aiming to clarify tri-party carrying arrangements and streamline reporting obligations, and to Rule 2210, easing restrictions on performance projections for

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