ASIC roundup: JP Morgan Securities fined A$775,000, and false documents
The Australian Securities & Investments Commission’s latest actions and news, May 6 – 10, 2024.
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Brett Paul Trevillian pleads guilty to falsifying documents – May 10, 2024
Brett Paul Trevillian, the director of Metal Alpha Pty Ltd, has pleaded guilty to forging portfolio performance verification reports when he worked as investment manager at AlphaThorn Pty Ltd (now Trading Life Services Pty Ltd).
During April to
