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Consumer Duty, bundling, reporting and DORA discussed at compliance roundtable

View from the GR London office.
Photo: GRIP

Alex Viall

5 min read
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Rumors addressed included the SEC being active in London and a crackdown on illegal marketing.

In the latest of Global Relay’s regular hedge fund compliance roundtables in London, senior figures from across the sector gathered to exchange opinion on some of the pressing issues of the moment.

Consumer Duty

The FCA has been asking firms what they are doing about vulnerable customers and investors

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