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FINRA disciplinary action update 2024/25

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Thomas Hyrkiel

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Disciplinary decisions issued June 22 – 28, 2024.

Securities representative suspended and fined for allegedly falsely certifying that he had personally completed the continuing education required to renew an insurance license

Another person had completed 15 hours of insurance continuing education on his behalf.

Former securities representative suspended and fined for alleged Reg BI violations

The representative recommended a

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