SEC issues risk alert on T+1 transaction settlement cycle

Move aims to help broker-dealers preparing for a shortened standard settlement cycle.

The SEC’s Division of Examinations has published a Risk Alert regarding the shortening of the securities transaction settlement cycle. The aim is to provide registrants with additional information about the scope and content of examinations in this area. 

The final rule amendments on the shortened settlement cycle – enacted

T+1

Free Trial

Register for free to keep reading.

To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.

  • Unlimited access to industry insights
  • Stay on top of key rules and regulatory changes with our Rules Navigator
  • Ad-free experience with no distractions
  • Regular podcasts from trusted external experts
  • Fresh compliance and regulatory content every day
Register for free Already a member? Sign in