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Latest News
Central Bank of Ireland
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Cantor Fitzgerald Ireland Limited fined €453k for Market Abuse Regulation breaches
Cantor failed to report suspicious transactions and lacked effective governance arrangements for detecting and reporting them.
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Central Bank of Ireland publishes review of the Fitness and Probity Regime
Recommendations include improvements in process consistency, governance, and fairness.
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Venue and data completeness in the spotlight at GR Bank and broker roundtable
Also discussed in this informative and collegial session was communication surveillance and the focus of recent supervisory visits.
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€1.2m fine from Central Bank of Ireland provides lessons on how not to run a surveillance framework
Irish stockbroking firm Goodbody fined for breaching MAR obligations.
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DORA implementation firmly on track according to EU regulators
Remarks by Gerry Cross of the Central Bank of Ireland also highlight challenges and provide useful details.