Consumer finance
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FCA to review claims management practices after consumer concerns
The review will look into motor finance claims management, housing disrepair, lead generators, and other firms not directly regulated by the FCA.
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FCA tightens screw on claims firms after motor finance redress scheme
The regulator has taken a number of steps aimed at keeping customers away from claims management companies and law firms since announcing the redress late last month.
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FCA Wholesale Buy Side Regulatory Priorities 2026: Key points and practical implications
The report is a useful indicator of where the FCA expects firms to focus now.
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ASIC takes three new actions on Shield and First Guardian Funds collapses
The actions feature new civil penalty proceedings, and seek leave to start proceedings against both companies and an individual.
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ASIC roundup: RAMS penalized A$20m, and MWL adviser banned
The Australian Securities and Investments Commission’s latest actions and news, October 20 – 24, 2025.
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Trump issues executive order targeting debanking
The order, mandates a crackdown on “debanking” and ends the use of reputational risk in regulatory oversight.
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FCA work in review: July 25-August 1, 2025
Our regular roundup of FCA activity.
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The GRIP Files: Joann Needleman of Clark Hill
The head of financial services regulatory and compliance practice at Clark Hill talks about her work.