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ASIC fines global bank $1.3m for systemic trade reporting shortcomings

Duetsche Bank building in Sydney
ASIC had issued an infringement notice to the bank after identifying breaches. Photo: Don Arnold/Getty Images

Hameed Shuja

2 min read
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The regulator said the breaches happened between October 21, 2024, and August 15, 2025, and undermined the integrity of Australia’s financial markets.

Australia’s securities regulator has imposed a A$2 million ($1.39m) penalty on Deutsche Bank for allegedly misreporting more than 260,000 over-the-counter (OTC) derivative transactions.

The penalty was levied in connection with failings that took place between October 2024 and August 2025.

In a press release, the regulator said Deutsche Bank breached the ASIC

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