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ASIC roundup: Accountant making false statements, and court dismisses ANZ's appeal

The Australian Securities & Investments Commission’s latest actions and news, September 30 – October 4, 2024.

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Martina Lindberg

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GRIP Montage: ASIC/Getty Images
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Cancelled AFS licence of Prospero Markets – October 2, 2024

The Australian financial services (AFS) licence has been cancelled for the over-the-counter derivatives issuer Prospero Markets Pty Ltd (in liquidation).

The license was suspended in December 2023 after the issuer failed to lodge its 2023 audited financial accounts. ASIC then

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