ASIC roundup: Director guilty of criminal charges, and director banned

The Australian Securities & Investments Commission’s latest actions and news, March 24 – 28, 2025.

Grant Richard Thomson banned five years – March 28, 2025

The Queensland-based financial adviser Grant Richard Thomson has been banned from working within financial services business for five years – with some limited permissions.

After a review, Thomson was found to be failing to provide financial advice to clients that were in the clients’

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