ASIC roundup: Dishonest conduct, and bannings

The Australian Securities & Investments Commission’s latest actions and news, July 28 – August 1, 2025.

Ian Potter banned for five years – July 30, 2025

Ian Wailes Potter of Superannuation Advice Australia has been banned from working within a financial services business for five years due to failing to supervise provisional relevant providers.

The conduct took place when he was a financial adviser and nominated supervisor of a

Free Trial

Register for free to keep reading.

To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.

  • Unlimited access to industry insights
  • Stay on top of key rules and regulatory changes with our Rules Navigator
  • Ad-free experience with no distractions
  • Regular podcasts from trusted external experts
  • Fresh compliance and regulatory content every day
Register for free Already a member? Sign in