Last week, we reported that Goldman Sachs was fined $15m for violating the CFTC’s Business Conduct Standards, and failing to disclose PTMMMs. The company also allegedly traded at times that were financially advantageous to the company and disadvantageous to the clients.
Besides this charge, two other actions were taken
Free Trial
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day
