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Crossing borders – top tips for navigating UK and US compliance

The national flag of the United Kingdom, fly along Pennsylvania Avenue near the US Capitol Building.
Photo: Drew Angerer/Getty Images

How to comply with compliance rules on both sides of the Atlantic without being penalised.

For firms operating in the UK and US, or seeking to expand on the other side of the Atlantic, navigating the regulatory frameworks across jurisdictions can often be complex due to the regulators working in different ways.

It’s therefore important to get a grasp on the fundamentals of cross-border financial