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FINMA clarifies investor disclosure rules

Swiss National Bank with Swiss flags
Photo: Getty Images

The new circular sets out the regulator’s expectations centered on providing investors with adequate information to enable them to make informed investment decisions.

FINMA is clarifying some of its existing rules and expectations around information required to be given to potential investors.

Financial services providers are required to document the type of service that has been agreed on, and is being provided, in an “appropriate manner” – usually by way of a written

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