Morrison Securities Pty Ltd pays $333,000 infringement notice – June 22, 2023
Morrison has paid a penalty of A$333,000 ($222,515) to comply with an infringement notice brought by the Markets Disciplinary Panel (MDP).
The MDP said it had “reasonable grounds to consider” that Morrison contravened Rule 5.9.1 of the ASIC Market Integrity Rules” six times on
Free Trial
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day
