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ASIC roundup: recordkeeping failures, and disqualified directors

Montage of the Australian arms Emu and Kangaroo emblem
GRIP Montage: ASIC/Getty Images

Martina Lindberg

5 min read
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The Australian Securities & Investments Commission’s latest actions and news, October 16 – 27, 2023.

Frozen funds and assets of Brite Advisors – October 27, 2023

The Federal Court has set interim dates for ASIC to freeze the funds and assets of Australian Financial Services licensee Brite Advisors Pty Ltd (Brite) after concerns about:  

  • failing to provide the current financial position of the company as Brite did
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