Some corporate finance firms could be violating AML rules, FCA survey reveals

The FCA has published the findings of its latest survey on how corporate finance firms are monitoring and reporting financial crime risks.

The UK’s top financial watchdog has warned that two-thirds of corporate finance firms (CFFs) who are not required to submit financial crime returns “may be falling short of anti-money-laundering rules.”

The warning comes after the findings of a recent FCA survey of 270 corporate finance firms were published, revealing that

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