FCA Market Watch: Remediation, back reporting and breach notifications

FCA highlights issues in MiFID reporting requirements and advises firms to update and improve their processes.

The latest edition of the FCA’s Market Watch newsletter focuses on recent observations from supervising the UK MiFID transaction reporting regime, covering remedial timelines, back reporting, and transaction reporting errors and omissions notifications (for example, breach notifications).

The FCA has advised firms to “consider integrating these into their existing processes

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