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ASIC roundup: Global bank fined, financial adviser banned, plus more

Montage of the Australian arms Emu and Kangaroo emblem
GRIP Montage: ASIC/Getty Images

The Australian Securities and Investments Commission’s latest actions and news, July 13-17, 2026.

Our regular summary of key enforcement actions carried out by ASIC.

Enforcement

In a major enforcement action last week, ASIC announced it had imposed a A$2m ($1.39m) penalty on Deutsche Bank for allegedly misreporting more than 260,000 over-the-counter (OTC) derivative transactions.

The penalty was levied in connection with

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